Malkin attorneys FOIA requests for ESB investigation files
rebuffed by SEC
Request ID Requester Name Organization Requester Category Request Description
Requested Date Received Date Request Status Closed Date Final Disposition
15-01830-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Empire State Realty Trust Inc comment letters 2/9/2015 2/9/2015 Closed 3/5/2015 Other Reasons
15-01831-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Rule 83 submissions from Empire State Realty Trust Inc and Empire State Building Associates LLC 2/9/2015 2/9/2015 Closed 3/5/2015 Other Reasons
15-01832-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization All information, notes, correspondence, or communications between the SEC and Empire State Building Associates LLC or Empire State Realty Trust Inc 2/9/20152/9/2015 Closed 3/31/2015 Other Reasons
15-01833-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization any and all exhibits filed by ESBA or Empire State Realty Trust LLC that reference the Sublease of the ESB 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01834-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization a list of any and all documents submitted by ESBA and granted confidential treatment under SEC rules Rule 406 of the Securities Act or Rule 24b-2 of the Exchange Act or Rule 83 of the Commission's Rules of Practice 2/9/2015 2/9/2015 Closed 3/25/2015 Other Reasons
15-01835-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization all documents concerning complaints by investors in Empire State Building Associates LLC during the SEC review process for ESRT, including documents concerning interviews of such investors by SEC lawyers by phone or otherwise. The SEC lawyers who may have been involved in such interviews include David Orlick, Thomas Kluck and Angela McHale 2/9/2015 2/9/2015 Closed 3/31/2015 Other Reasons
15-01836-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails and letters to/from ESRT and/or Malkin Holdings LLC (Malkin Holdings), their representatives, and the SEC 2/9/20152/9/2015 Closed 3/31/2015 Other Reasons
15-01837-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails, letters, and notes from meetings/phone conversations from/to SEC FOIA office and other SEC departments concerning any and all FOIA requests for Empire State Realty Trust 2/9/2015 2/9/2015 Closed 3/27/2015 Other Reasons
15-01838-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails and notes from meetings/phone conversations from/to SEC Division of Corporate Finance that mention any FOIA requests for Empire State Realty Trust and/or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/27/2015 Other Reasons
15-01839-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization letters and emails to the SEC or notes from meetings or phone calls with the SEC from any government official other than SEC Office of FOIA Services employees concerning ESRT, elected officials or not, Federal, State or any other Government official 2/9/2015 2/9/2015 Closed 3/27/2015 Other Reasons
15-01840-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Richard Edelman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015 Closed 3/26/2015 Other Reasons
15-01841-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Steven Edelman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015 Closed 3/26/2015 Other Reasons
15-01842-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Martrin Flaxman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Martin Flaxman 2/9/20152/9/2015 Closed 3/26/2015 Other Reasons
15-01843-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Stephen Meister that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015 Other Reasons
15-01844-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Remy Stocks that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Remy Stocks 2/9/20152/9/2015 Closed 3/26/2015 Other Reasons
15-01845-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Andrew Penson that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Andrew Penson 2/9/2014 2/9/2015 Closed 3/26/2015 Other Reasons
15-01846-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Empire State Liquidity Fund LLC that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01847-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Roert Machleder that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01848-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Alan Gordon that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01849-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Melvyn Harper that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01850-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Martin Cowan that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01851-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Mary Jane Fales that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01852-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Mark Esses that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01853-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Hope Ratner that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
15-01854-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Alan Kovacs that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/2015 2/9/2015 Closed 3/26/2015 Other Reasons
