SEC FOIA Requests November, 2014
(This website is not affiliated with Malkin Holdings LLC , Empire State Building Associates LLC
or Empire State Realty Trust, Inc.)
11/11/14: SEC Division of Enforcement Case Opening Report and Case Closing
Recommendation in the matter of Empire State Realty Trust
11/12/14: In the matter of Empire State Realty Trust, all instructions from Division of Corporate Finance Office Enforcement Liaison (OEL) to review team concerning tips and consumer complaints as described in October 23, 2013 CF Memo
12/02/14: FOIA response: To be provided as part of current SEC FOIA Federal Lawsuit document release.
11/13/14: DOC_DATE: 11/1/13-3/1/14
TYPE: Consumer complaints
COMMENTS: Communications of any nature to/from Division of Corporate Finance Office Enforcement Liaison (OEL) in the matter of Empire State Realty Trust, Inc.
12/02/14: FOIA response: To be provided as part of current SEC FOIA Federal Lawsuit document release.
11/19/14: Concerning Empire State Building Associates LLC (ESBA) SCHEDULE 14A filed with the SEC on 12/31/12 and mailed to investors on 1/3/13. All SEC deliberative process and attorney work-product materials of any nature, and all attorney-client materials.
All information about phone calls between the SEC and Malkin Holdings or their representatives where this subject is discussed. Phone logs, pre and post call notes, audio recordings, emails, reports and records of any kind.
12/02/14: FOIA response: To be provided as part of current SEC FOIA Federal Lawsuit document release.
(This website is not affiliated with Malkin Holdings LLC , Empire State Building Associates LLC
or Empire State Realty Trust, Inc.)
