Malkin Holdings lawyers Dewey Pegno
SEC FOIA requests Empire State Building
Securities and Exchange Commission
100 F Street NE
Washington, DC 20549-2736
Report Date:10/07/2015
Time:1:44:07 PM
SEC FOIA Log
2015 Received between 10/01/2014 and 09/30/2015
click here
Request ID Requester Name Organization Requester Category
Request Description Requested Date Received Date Request Status Closed Date
Final Disposition
15-00972-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization records provided to Richard Edelman relating to Empire State Building 12/5/2014 12/30/2014 Closed 3/25/2015 Granted/Denied in Part
SEC FOIA response letter to Dewey Pegno. click here
15-01830-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Empire State Realty Trust Inc comment letters 2/9/20142/9/2015 Closed 3/5/2015Other Reasons
15-01831-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Rule 83 submissions from Empire State Realty Trust Inc and Empire State Building Associates LLC 2/9/20152/9/2015Closed 3/5/2015Other Reasons
15-01832-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization All information, notes, correspondence, or communications between the SEC and Empire State Building Associates LLC or Empire State Realty Trust Inc 2/9/20152/9/2015Closed 3/31/2015Other Reasons
15-01833-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization any and all exhibits filed by ESBA or Empire State Realty Trust LLC that reference the Sublease of the ESB 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01834-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization a list of any and all documents submitted by ESBA and granted confidential treatment under SEC rules Rule 406 of the Securities Act or Rule 24b-2 of the Exchange Act or Rule 83 of the Commission's Rules of Practice 2/9/20152/9/2015Closed 3/25/2015Other Reasons
15-01835-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization all documents concerning complaints by investors in Empire State Building Associates LLC during the SEC review process for ESRT, including documents concerning interviews of such investors by SEC lawyers by phone or otherwise. The SEC lawyers who may have been involved in such interviews include David Orlick, Thomas Kluck and Angela McHale 2/9/20152/9/2015Closed 3/31/2015Other Reasons
15-01836-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails and letters to/from ESRT and/or Malkin Holdings LLC (Malkin Holdings), their representatives, and the SEC 2/9/20152/9/2015Closed 3/31/2015Other Reasons
15-01837-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails, letters, and notes from meetings/phone conversations from/to SEC FOIA office and other SEC departments concerning any and all FOIA requests for Empire State Realty Trust 2/9/20152/9/2015Closed 3/27/2015Other Reasons
15-01838-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization emails and notes from meetings/phone conversations from/to SEC Division of Corporate Finance that mention any FOIA requests for Empire State Realty Trust and/or Malkin Holdings 2/9/20152/9/2015Closed 3/27/2015Other Reasons
15-01839-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization letters and emails to the SEC or notes from meetings or phone calls with the SEC from any government official other than SEC Office of FOIA Services employees concerning ESRT, elected officials or not, Federal, State or any other Government official 2/9/20152/9/2015Closed 3/27/2015Other Reasons
15-01840-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Richard Edelman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01841-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Steven Edelman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01842-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Martrin Flaxman that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Martin Flaxman 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01843-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Stephen Meister that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01844-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Remy Stocks that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Remy Stocks 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01845-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Andrew Penson that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings Andrew Penson 2/9/20142/9/2015Closed 3/26/2015Other Reasons
15-01846-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Empire State Liquidity Fund LLC that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01847-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Roert Machleder that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01848-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Alan Gordon that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01849-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Melvyn Harper that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01850-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Martin Cowan that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01851-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Mary Jane Fales that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01852-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Mark Esses that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01853-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Hope Ratner that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-01854-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Alan Kovacs that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings 2/9/20152/9/2015Closed 3/26/2015Other Reasons
15-02594-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Any documents, including notes, emails, and memoranda, concerning communications between the SEC and Richard Edelman, et al that are related to ESRT, ESBA, Empire State Realty Trust LLC, or Malkin Holdings for the period October 2014 through March 2015. ######3/26/2015Closed 5/20/2015Granted/Denied in Part
15-04900-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization Documents produced in response to any request made on or about February 9 2015 seeking all information concerning investigation in the matter of Empire State Realty Trust Fiie No MNY-08894 and any other SEC investigation concerning Empire State Realty Trust or any substantially similar request 6/22/2015 7/2/2015Closed 8/7/2015Other Reasons
15-04901-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization documents produced in response to any request made on or about February 24 2015 seeking US Department of Justice communication with SEC concerning Glomar Response FOIA Appeals and SEC employees Personal Notes exemption or any substantialy similar request 6/22/2015 7/2/2015Closed 8/21/2015Other Reasons
15-04902-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization documents produced in response to any request made on or about March 14 2015 seeking SEC Enforcement Letters sent in the matter of Empire State Realty Trust Inc or any substantially similar request 6/22/2015 7/2/2015Closed 8/21/2015Other Reasons
15-04903-FOIA Pegno, David Dewey Pegno & Kramarsky LLP Commercial Organization documents produced in response to any request made on or about April 17 2015 seeking ESBA investor Consumer Complaints in the matter of Empire State Realty Trust or any substantially similar request 6/22/2015 7/2/2015Closed 8/21/2015Other Reasons
